Compliance Onboarding Consultant

The SMA Solutions Active Onboarding professional is responsible for onboarding new accounts, ensuring accurate processing and timely release for trading. The role involves reviewing client information, managing account updates, approving contracts, and maintaining existing accounts, requiring strong attention to detail, financial operations knowledge, and proficiency in Excel, Aladdin, and Fiserv APL.

Client Details

Our client is a leading global investment management firm with an office in Princeton, NJ, specializing in asset management, risk management, and advisory services for institutional and retail clients. The firm is known for its expertise in investment technology, portfolio management, and financial analytics, offering innovative solutions across various asset classes, including equities, fixed income, and alternative investments.

Description

• Onboard new accounts, ensuring accurate setup and timely release for trading.
• Review and maintain client account data, including restrictions, billing, and updates.
• Approve client contracts and ensure compliance with policies.
• Collaborate with internal teams to resolve onboarding issues.
• Utilize financial tools like Excel, Aladdin, and Fiserv APL for processing and analysis.
• Support audits and improve onboarding processes for efficiency.

Profile

• Education & Experience: Undergraduate degree or equivalent industry experience required.
• Technical Skills: Proficiency in Microsoft Excel, knowledge of Aladdin and Fiserv APL (preferred), and basic coding skills.
• Industry Knowledge: Understanding of financial markets, investment operations, and business processes.
• Core Competencies: Strong attention to detail, analytical skills, multi-tasking ability, and teamwork.
• Flexibility: Ability to work under deadlines and overtime if required.

Job Offer

The successful candidate will have the opportunity to work with a leading global investment management firm in a dynamic and fast-paced environment. They will gain hands-on experience in investment operations, account onboarding, and financial data management, utilizing industry-leading tools such as Aladdin and Fiserv APL. The role offers competitive compensation, professional development opportunities, and exposure to high-level financial processes. Additionally, candidates will work alongside experienced professionals, enhancing their expertise in business operations, compliance, and portfolio management support.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

Job Requirements: