AVP, Internal Audit

Responsible for executing risk-based audit activities across banking, broker‑dealer, and derivatives-related operations, with a focus on control design, operating effectiveness, and issue remediation. Contributing to audit universe coverage decisions, and assisting with the development of annual audit plans and continuous monitoring protocols.

Client Details

Leading global financial institution delivering a broad range of banking, capital markets, and advisory services to corporations, financial sponsors, and institutional clients worldwide.

Description

• Execute and support risk‑based internal audit activities across banking, broker‑dealer, and derivatives-related operations.
• Participate in all stages of audit engagements, including planning, testing, documentation, issue evaluation, and reporting.
• Contribute to enterprise risk assessments, annual audit planning, and ongoing monitoring of key risk areas.
• Review and validate remediation efforts for findings arising from regulatory reviews, external audits, and internal assessments.
• Partner with audit leadership and key stakeholders to identify control weaknesses, emerging risks, and thematic issues.
• Support regulatory and external auditor interactions and assist with management reporting and audit metrics.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants

Profile

• Undergraduate degree in a relevant discipline such as accounting, finance, economics, information systems, or a related business field
• Advanced education or professional credentials (e.g., CPA, CIA, CISA, MBA, or similar certifications) preferred
• 4-5+ years of professional experience within internal audit, public accounting, risk management, regulatory examinations, or comparable control functions at a Financial Services organization
• Strong knowledge of internal audit standards, risk assessment methodologies, control evaluation techniques, and compliance frameworks
• Demonstrated ability to apply audit and risk concepts consistently across complex business and operational environments
• Experience operating within highly regulated financial institutions, including banking or broker‑dealer platforms prefered

Job Offer

• Competitive salary range of $100,000 to $150,000 annually.
• Hybrid work model (3x a week)
• Growing international firm
• Internal mobility opportunities

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.

Job Requirements: