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Job Requirements of AVP/VP SEC Reporting:
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Employment Type:
Full-Time
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Education:
4 Year Degree
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Location:
New York, NY (Onsite)
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AVP/VP SEC Reporting
A global financial institution is seeking a Senior Manager/VP to support the preparation, review, and submission of SEC filings for its U.S. operations. This role oversees day‑to‑day SEC reporting processes, manages reporting staff, and ensures the accuracy, completeness, and timeliness of all disclosures. The position partners closely with Accounting Policy, FP&A, Treasury, Risk, Legal, and Investor Relations.
Client Details
This opportunity is with a large organization within the Financial Services industry. The company is well-established and offers a stable and professional work environment, with a focus on excellence in the Banking & Financial Services department.
Description
Key Responsibilities
SEC Reporting Execution
* Prepare, review, and file SEC reports, including Forms 10‑K, 10‑Q, 8‑K, and related disclosures.
* Ensure compliance with SEC rules, U.S. GAAP, and internal reporting policies.
* Support the preparation of MD&A, footnotes, and other narrative disclosures.
* Maintain strong documentation and workpapers supporting all reported information.
* Monitor new accounting standards and SEC guidance; assist with implementation and disclosure updates.
Controls, Governance & Compliance
* Support internal governance frameworks, including disclosure committee processes.
* Coordinate responses to internal audit, external audit, and regulatory inquiries.
* Identify and escalate reporting issues, risks, or interpretation questions to senior leadership.
Cross‑Functional Collaboration
* Partner with Accounting, FP&A, Treasury, Risk, Legal, and Investor Relations to gather data and ensure reporting accuracy.
* Collaborate with Technology teams on reporting systems, data quality, and automation initiatives.
* Support quarterly close processes and ensure alignment between internal financial results and external disclosures.
Profile
Qualifications
- 5-10+ years of SEC reporting or external reporting experience within a financial institution or public accounting firm.
- Strong understanding of SEC regulations, U.S. GAAP, and financial statement disclosures.
- Experience preparing or reviewing 10‑K/10‑Q filings; banking industry experience preferred.
- Prior experience managing or mentoring staff, including coordination with offshore teams.
- Strong attention to detail and ability to manage multiple deadlines in a fast‑paced environment.
- Excellent communication and interpersonal skills with the ability to work across functions and levels.
- Bachelor's degree in Accounting or Finance; CPA strongly preferred.
- Proficiency in MS Office; experience with Workiva, Oracle, SAP, or similar reporting tools is a plus.
- Must be legally authorized to work in the United States.
Job Offer
- Competitive salary ranging from $145,000 to $220,000 USD annually.
- Comprehensive benefits package, including health and wellness plans.
- Opportunities for professional development and career advancement.
- Work in a collaborative and professional environment in Brooklyn.
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.