SOX Senior Associate

The SOX Senior Associate will lead the development, implementation, and oversight of SOX compliance programs within the financial services industry. This role requires expertise in risk assessment, process improvement, and internal controls to ensure regulatory compliance and operational efficiency.

Client Details

This opportunity is with a recognized organization in the financial services industry. As a mid-sized company, it is committed to excellence in compliance and operational effectiveness, offering a collaborative environment for professionals dedicated to achieving high standards.

Description

• Develop and implement SOX compliance programs, policies, and procedures.
• Oversee risk assessments to identify key controls and areas of improvement.
• Collaborate with internal and external stakeholders to ensure compliance with SOX regulations.
• Lead testing and documentation of internal controls to evaluate effectiveness.
• Provide recommendations for process improvements and control enhancements.
• Prepare detailed reports on compliance findings and present to senior management.
• Stay updated on regulatory changes and ensure alignment with industry standards.
• Mentor and guide team members to foster professional development.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans, and all other qualified applicants.

Profile

A successful SOX Senior Associate Director should have:

• Strong knowledge of SOX compliance and internal control frameworks.
• Experience in the financial services industry, particularly in risk and compliance functions.
• Excellent analytical and problem-solving skills to address complex challenges.
• Proficiency in managing multiple projects and meeting deadlines effectively.
• Strong communication skills to liaise with senior stakeholders and team members.
• Relevant certifications such as CPA, CIA, or CISA (preferred).

Job Offer

• Competitive salary ranging from $120,000 to $140,000 USD annually.
• Comprehensive benefits package to support your well-being.
• Opportunities to work on impactful projects within the financial services industry.
• Collaborative company culture that values professional growth and development.
• Located in the vibrant city of New York with access to numerous professional and cultural opportunities.

MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.